Vince Battaglia

Vince Battaglia

Email Address:

Phone: +61 (2) 8267 3223

Mobile: +61 407 987 043

Vince is a Special Counsel in the Hall & Wilcox Financial Services team. He is an experienced funds management and financial services practitioner. He has worked in global and national law firms, as well as at ASIC.

Vince has extensive experience in retail and wholesale financial services and funds management. He specialises in the establishment, promotion, and operation of investment funds (including listed funds, retail funds, property and infrastructure funds and private equity funds), as well as the regulation of financial products (including securities) and financial services.

Vince advises fund structuring and governance, financial products, disclosure, licensing and distribution, establishing and operating registered and unregistered managed investment schemes, ongoing regulatory and compliance matters, transaction, funds M&A, including private M&A and trust mergers of ASX-listed schemes, capital raisings including IPO and trustee company regulation.

Vince’s experience includes advising on and structuring FinTech investment products (and start-up businesses), including peer-to-peer/ marketplace lending platforms.

Qualifications and Memberships

  • Bachelor of Commerce / Bachelor of Laws – University of New South Wales
  • Master of Laws – University of Sydney
  • Law Society of New South Wales
  • Member of several working groups of the Financial Services Council

Expertise and Specialisation

  • Financial Services
  • Funds Management

Hall & Wilcox

Legal Services

Level 18, 347 Kent Street, Sydney, New South Wales, 2000

Hall & Wilcox is a leading Australian independent business law firm, with around 650 people, including 94 partners. We have depth and breadth of expertise across a number of practices and industry sectors.

At Hall & Wilcox, we deliver smarter law. This means being smarter across our entire business – by being progressive, by our commitment to excellence and by our focus on building great relationships. For our clients, this translates to better quality, better value, improved efficiency and greater ease of doing business.

We have offices in Melbourne, Sydney, Newcastle, Perth, Canberra, Brisbane, Parramatta and Darwin, and act nationally for Australian-based clients and multinational clients with Australian interests. We work with our clients to meet their needs, at their place of business, wherever they are.

Our clients are businesses and business people, including public entities, private entities, public sector organisations and business owners. We act for over 20% of Australia’s top 100 companies.

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