Executive Director, Source
Email Address: firstname.lastname@example.org
Mobile: 0410 593 585
Kathryn is an Executive Director of Source Compliance (an allied business of Hamilton Locke) supporting businesses with their regulatory and compliance obligations by ensuring they understand what is required of them. Kathryn has specific experience working in risk and compliance for multiple fund managers and an investment platform. She is supported by a team of compliance experts that become part of your team or support your existing team with additional capacity.
Kathryn is known as an approachable representative for compliance matters, as it can be a complex area for many who have not navigated compliance before. She cuts through compliance jargon and distils important obligations into straightforward and actionable information. Through her approach, Kathryn reinforces the position that compliance is an ally of businesses and works on building a supportive compliance culture.
Qualifications and Memberships
- Graduate Diploma of Applied Finance and Investment – FINSIA
- Diploma of Financial Markets – Securities Institute of Australia
- Compliance Essentials – Financial Educational Professionals
Expertise and Specialisation
- Compliance reporting
- Regulatory Obligations
- Compliance Monitoring
- Compliance Policies and Plans
- Funds Management
- Investor Directed Portfolio Service (IDPS)
- Commercial and Industrial Property
Financial Services, Funds Management
Level 42, Australia Square, 264 George Street,, Sydney, New South Wales, 2000
International corporate and commercial law firm, Hamilton Locke evolves the traditional approach to corporate legal services, removing bureaucracy and administration, focusing on solving complex client problems. Hamilton Locke has been recognised as Australia’s fastest growing law firm.
Source offers a different approach to outsourced ‘in-house style’ essential professional services, offering high-quality and on-demand legal, HR, governance, risk and compliance services under a flexible, agreed-price monthly retainer.
Hamilton Locke and Source come together to provide the most practical and effective combination of legal, risk and compliance services in the market, no matter your business size or need. We know our clients need flexibility, the highest quality service and an unmatched depth of experience to do their best work, and we don’t want to just deliver – we want to deliver differently. Our services are complementary, and we work hand-in-hand at all our offices across Australia and New Zealand to offer our clients seamless engagement to the right specialists.
The result is a team and business model unlike any other.